AMF Sanctions Financial Advisor and Directors for Professional Misconduct
On 21 July 2026, the AMF Enforcement Committee imposed fines totalling €210,000 on Financière Fonds Privés and its two directors for unauthorised placement services, misleading independence claims, and failures in client documentation. The case highlights key compliance obligations for financial investment advisers (CIFs) under French law.
Related updates
AMF publishes guide on RDT2 transaction reporting via ICY platform under MiFIR Article 26
The AMF has published a professional guide explaining how investment firms, approved reporting mechanisms (ARMs) and trading platforms can use its new RDT2 direct transaction reporting system, available through the ICY platform, to fulfil reporting obligations under Article 26 of MiFIR. The guide details the practical modalities for submitting transaction reports and is addressed to all directly reporting entities.
02 Sep 2026
The AMF is warning professionals about an ongoing campaign of fraudulent emails
The French AMF has warned professionals about an ongoing phishing campaign using its identity. The fraudulent emails invite recipients to take action or sign documents, despite not originating from the regulator. Organisations should remain vigilant and verify suspicious regulatory communications through official channels.
01 Sep 2026
The AMF now publishes executive disclosures in French and English
AMF makes managers' transaction declarations available in French and English: The AMF will now publish managers' transactions declarations in both French and English, improving access to market transparency information for international investors and stakeholders.
28 Aug 2026