Market Abuse
The Market Abuse European Regulation 596/2014 and the Directive 2014/57/EU on the criminal penalties applicable to market abuse focuses on harmonizing the rules and following the developments in the financial markets following the 2008 crisis. The requirements for the prevention of market abuse are directly applicable through the Regulation.
How market abuse disrupts investor's confidence
Nowadays, financial markets have become increasingly global, giving rise to new trading platforms and technologies. This has led, among others, to alternative ways of manipulating financial markets.
Market abuse is in the scope of European legislators as it destroys the integrity of the market and leads to financial instability. Investors must be protected from any manipulation and must feel confident to invest in the EU market.
A characteristic example of manipulation are cases of manipulation of interest rate benchmarks such as LIBOR and EURIBOR. The Benchmarks Regulation 2016/2011 of the EU came as a response to many allegations for benchmarks manipulation.
Where does the Common Reporting Standard (CRS) idea comes from ?The concept of agreei...
Due to globalisation, companies are increasingly exposed to the risk of sanctions, op...
Faced with the outbreak of highly targeted attacks and a highly regulated environment...
What are the dangers of cryptocurrencies?Cryptocurrencies are virtual or digital curr...
Fraud is one of the most damaging risks your business can faceWe are in a persistent ...
The Customer Due Diligence (hereafter “CDD”) investigation is required by EU juri...
Market Abuse is a concept that encompasses unlawful behaviour in the financial market...
It is essential that your financial company understands the concept of Politically Ex...
Are you familiar with the term "screening" or are you wondering what does it ...
The idea behind the Payment Service Directives (PSD) aims at simplifying the lives of...
Financial institutions must be able to identify and verify the identity of their cus...
Insider dealing (the term "insider trading" is also frequently used) arises w...
Anti-money laundering compliance regulations are a challenge for financial institutio...
The financing of terrorism is defined as the distribution or collection of funds, in ...
The Directive 2014/65/EU (hereafter the "Directive") on markets in financia...
Fighting against dumping and bribery is required for any company. Suspicions of corr...
We'll present you the technology to stop money laundering and terrorist financing
Europol defines Financial Crime as "illegal acts committed by an individual or a group of individuals to obtain a financial or professional advant...
Return to financial crime
Conduct Risk has been the hot topic during the past few years and its scope falls outside the traditional domains of risk like liquidity, market, credit and operational risk. Looking at peers in the market will allow benchmarking and reflection if the company maintain...
Read more Author What else ?