Pideeco Network
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A top-down approach highlights the behaviour of regulatory changes in the financial institution and helps the Compliance Officer to build a strong Governance. This principle is also known as “tone at the top” in ethical and responsible business b...
An audit trail (also called audit log) is a relevant chronological recording of actions, a set of files, or the destination of a collection of records that represent a sequence of successive activities or events within an operational environment, a p...
VAT Carousels - The look back in the transactions For several years there have been occasional stories of VAT carousels that are exposed after the facts and where banks then do a look back in the transactions on their systems to determine whether som...
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Apply a Top-down approach for Regulatory Compliance Ops
GovernanceMIFIDCompliance expertTone at the TopTop-downMiFID2Audit FindingsTransparency
How important are audit trails for your company?
Financial firmsAuditEthicsGovernanceConduct RiskRegTechTransparencyFinancial InstitutionsAMLMiFID2KYC
VAT carousel: fiction or truth for financial institutions ?
VATCarousselEuropeKnow your CustomerKYCEuropean CommissionVIESBTWTVA
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