Regulatory Compliance Journal

Financial crime and regulatory compliance information for professionals finance, legal and technology enthusiasts

On November 12, 2018, the European Parliament issued new rules to strengthen the fight against money laundering through ...

The Enterprise-Wide Risk Assessment (EWRA) or Overall Risk Assessment has become a regulatory obligation from an EU and ...

What will be the impacts of implementation of the Fourth AML EU Directive (2015/849) ?Since 1991, the European Union has...

Lately the 5th Anti-Money Laundering EU Directive (AMLD5) retained a particular interest on innovative instruments of pa...

In today’s financial challenging environment, institutions are exposed to numerous economic abuses making it necessary...

With the rise of environmentally and socially conscious consumers, companies are under more pressure than ever to prove ...

From an extra pair of hands to the person that advises on strategical decisions and the future of your company, consulta...

Corporate governance standards are a framework within which operational and behavioural standards for the board, the exe...

Considered a strong deterrent against financial crime, AML fines seem to be little more than symbolic slaps on the wrist...

The understanding and management of risk by financial institutions, banks, and entities, has improved over the years. To...

Compliance risk is one of the biggest concerns of the banking industry. Failing to comply can have an impact on the repu...

How to conduct KYC on Russian Counterparties ?Doing business with Russian entities in non-sanctioned sectors of the econ...

MiFID (Markets in Financial Instruments Directive) was put into force in November 2007 and was created with the objectiv...

Efficiently fine-tuning AML Transaction Monitoring can help financial firm's compliance teams to increase productivit...

Each year we are entitled to different lists about tax havens issued by governments or international organisations, but ...

On the 6th of August 2019, the National Bank of Belgium ("NBB") published a press release announcing that in 20...

It did not take long after the entry into force of GDPR on 25th May 2018 for many companies to revise their positions an...

In the past few years, many scandals related to money laundering have been recorded. For instance, the Panama Papers hav...

The European Banking Authority (EBA) published in June 2019 an : Opinion on the elements of strong customer authenticati...

Businesses are increasingly worried about regulatory costs that arise every time a new legal framework is introduced. Th...

20 articles matching financial firms tag

How effective are AML fines?

Considered a strong deterrent against financial crime, AML fines seem to be little more than symbolic slaps on the wrist for financial institutions with vast pockets. With trillions of dollars being freely laundered every year and ambiguous structural changes required to effectively combat mone...

How are charities used for money laundering?

As funds flow into the hands of charities, an unsettling question arises: is your donation inadvertently fueling money laundering activities? While the noble intentions behind charitable giving inspires positive change, criminals have exploited the realm of benevolence, using it as a strategic ...

How can AML experts fight trade-base money laundering?

Beneath the seemingly ordinary surface of global commerce, criminals have created an underground world of complex schemes, where legitimate business transactions serve as a smokescreen for their illicit activities. How can anti-money laundering experts stop the flow of illegal funds into the wo...

European Data Protection Authorities Websites [Compiled list]

The protection of privacy has grown to be of utmost importance in a society where our every action is digitally recorded and where personal information is exchanged like an untraceable currency. European Data Protection Authorities (DPAs) have launched a privacy revolution and established the ...

How is artificial intelligence a challenge to GDPR?

In today's data-driven world, the rapid advancement of artificial intelligence (AI) is revolutionizing industries and empowering businesses to unlock unprecedented opportunities. But this changing landscape has given rise to privacy and security issues that demand a hard look at the way AI h...

Jihane Ayasinen - Pideeco Member
Jihane Ayasinen Traineeship
Andre Figueira De Carvalho - Pideeco Member
Andre Figueira De Carvalho Junior Consultant
Ruben Constantino David - Pideeco Member
Ruben Constantino David Junior Consultant
Laetitia Orfila - Pideeco Member
Laetitia Orfila Traineeship

More work

6th AML Directive (AMLD6) : The European Harmonization

AML, Financial Sanctions, European Commission, Financial firms, 6AMLD, Compliance, Money Laundering, Europe, EU, Environmental, Anti Money Laundering, Green Crime,

On November 12, 2018, the European Parliament issued new rules to strengthen the fight against money laundering through the 6th EU Money Laundering Directive (2018/1673). Member States have until 3 December 2020 to transpose the Sixth AML Directive a...

AML: What is adverse media or negative news?

Compliance, Anti Money Laundering, RegTech, Know your Customer, Red Flags, KYC, Due Diligence, AML, Money Laundering, KYC,

The digital era has given KYC analysts unprecedented access to a plethora of information on individuals and companies. Newspaper articles, online blogs, and social media are accessible and filterable with one click and may reveal important news on a ...

MiFID: Time for information transparency

Financial firms, MIFID, Financial firms, Investment Funds, UCITS, MiFID2, ESMA, PRIIPS, Transparency, Compliance,

MiFID (Markets in Financial Instruments Directive) was put into force in November 2007 and was created with the objective of harmonising Europe's financial landscape. This Directive changed how the financial markets worked and especially how they ...