Regulatory Compliance Journal

Financial crime and regulatory compliance information for professionals finance, legal and technology enthusiasts

Though rare in corporate or finance environments, criminology offers valuable insights. Despite "white-collar crime&...

In 2017, the European Council emphasized the need to address artificial intelligence (AI) trends while maintaining high ...

Efficiently fine-tuning AML Transaction Monitoring can help financial firm's compliance teams to increase productivit...

For one week, from the 13th to the 18th October, representatives of 205 countries and jurisdictions, the IMF, UN, World ...

Every year, the freedom of millions of innocent lives are stolen while an illicit river of money continues to flow, conc...

While the world is on hold, financial crime has not taken a step back amidst the coronavirus emergency. Scammers, money...

Suspicious Activity Reports (SAR) drafted by financial institutions contain some of the most valuable information availa...

Considered a strong deterrent against financial crime, AML fines seem to be little more than symbolic slaps on the wrist...

In 2020, the EU introduced a new regulatory framework that would be centered on measures to increase the digitalization ...

Corporate entities, with their complex networks and multifaceted operations, can become havens for criminal activity. Il...

In today’s financial challenging environment, institutions are exposed to numerous economic abuses making it necessary...

The understanding and management of risk by financial institutions, banks, and entities, has improved over the years. To...

Each year we are entitled to different lists about tax havens issued by governments or international organisations, but ...

How to conduct KYC on Russian Counterparties ?Doing business with Russian entities in non-sanctioned sectors of the econ...

The Enterprise-Wide Risk Assessment (EWRA) or Overall Risk Assessment has become a regulatory obligation from an EU and ...

15 articles matching risk based approach tag

How to improve compliance culture?

A strong compliance culture helps to establish the foundation for a lasting positive impact for a company, its employees, and its clients by achieving ethical practices, clear values, and the respect of local and international legislation. Despite its benefits and legal necessity, most companie...

How to set up a conflict of interest program

Imagine a situation in which the integrity of your organisation is corrupted by personal gain – how would you respond? In the field of business ethics, a strong conflict of interest program is the cornerstone that keeps an organization's reputation intact. With it, transparency isn't ju...

How will the EU AI Act impact financial services?

In 2017, the European Council emphasized the need to address artificial intelligence (AI) trends while maintaining high standards for data protection and ethics. By 2023, concerns about ChatGPT's misuse led to Italy's temporary ban. The European Union (EU) is now working on the AI Act to ...

How to conduct KYC on companies

Corporate entities, with their complex networks and multifaceted operations, can become havens for criminal activity. Illicit money and unlawful actions can be hidden within layers of transactions across subsidiaries and partnerships, obscure beneficial owners, and dubious front businesses. How...

How has Russia circumvented sanctions?

In the contemporary political and economic landscape, relations between Russia and the European Union (EU) are a theater where complex games of power, influence and rivalry are played out. At the heart of these interactions are sanctions, instruments often used to express disagreement, inflict ...

Kenza Kibour - Pideeco Member
Kenza Kibour Traineeship
Andre Figueira De Carvalho - Pideeco Member
Andre Figueira De Carvalho Junior Consultant
Nisrine Karafi - Pideeco Member
Nisrine Karafi Traineeship
Jihane Ayasinen - Pideeco Member
Jihane Ayasinen Traineeship

More work

How is BMR changing the landscape of benchmarks?

Compliance, European Commission, Europe, BMR, Benchmark Regulation, Euribor, , Eonia,

The recent creation of Benchmark Regulation has been the catalyst for a major transition from the old regime of benchmarks towards new and alternative reference rates set to transform the world of finance. In the past years, a global benchmark refor...

MiFID: Time for information transparency

Financial firms, MIFID, Financial firms, Investment Funds, UCITS, MiFID2, ESMA, PRIIPS, Transparency, Compliance,

MiFID (Markets in Financial Instruments Directive) was put into force in November 2007 and was created with the objective of harmonising Europe's financial landscape. This Directive changed how the financial markets worked and especially how they ...

How to build an effective KYC program

AML, Audit, Compliance expert, Compliance, Due Diligence, Know your Customer, KYC, Politically Exposed Persons,

In an era where technology evolves at a rapid pace, criminals are quick to adapt, developing increasingly sophisticated methods to exploit vulnerabilities within financial systems and testing the boundaries of traditional KYC practices. How can compl...