Regulatory Compliance Journal
The Banking Industry & Regulatory Compliance Requirements
Compliance risk is one of the biggest concerns of the banking industry. Failing to comply can have an impact on the reputation of the brand and create a decrease in its customer population. Lack of due diligence in transactions and clients monitoring can drag the bank to costly and time-consumi...
- 6 min read
Apply a Top-down approach for Regulatory Compliance Ops
A top-down approach highlights the behaviour of regulatory changes in the financial institution and helps the Compliance Officer to build a strong Governance. This principle is also known as “tone at the top” in ethical and responsible business behaviour. From the highest management level t...
- 3 min read
Regulatory Compliance for Insurance and Reinsurance Firms
Insurance/reinsurance companies play an important role for the European economy. Many European countries, among them Belgium, are listed in the top 20 OECD countries with the highest gross insurance premiums, with Belgian premiums reaching around 30 billion US dollars in 2017.The Belgian gover...
- 8 min read
Inside RegTech - Regulatory Compliance Technology
🎬 Introduction to RegTech and Regulatory ComplianceThe worldwide economic repercussions of the 2008 financial crisis led regulators to strengthen their regulations and controls against the financial market operators. Today, financial institutions are facing a challenging regulatory landscape...
- 7 min read
KYC Business: tax havens, embargoes & sanctioned countries
Each year we are entitled to different lists about tax havens issued by governments or international organisations, but what is the difference between these lists? In October 2022, the European Union updated its list of non-cooperative tax jurisdictions : When comparing the issued list ...
- 9 min read
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