Regulatory Compliance Journal

Financial crime and regulatory compliance information for professionals finance, legal and technology enthusiasts

The digital era has given KYC analysts unprecedented access to a plethora of information on individuals and companies. N...

From an extra pair of hands to the person that advises on strategical decisions and the future of your company, consulta...

On November 12, 2018, the European Parliament issued new rules to strengthen the fight against money laundering through ...

The European Banking Authority (EBA) published in June 2019 an : Opinion on the elements of strong customer authenticati...

How to conduct KYC on Russian Counterparties ?Doing business with Russian entities in non-sanctioned sectors of the econ...

Financial sanctions and embargos have long been used by governments and international organizations as a means of applyi...

Each year we are entitled to different lists about tax havens issued by governments or international organisations, but ...

In February of 2022, Transparency International revealed that Russians linked to the Kremlin or with corruption charges...

Facebook made a splash in October 2021 when it rebranded itself to Meta and announced an investment of $10 billion to c...

The popularity of cryptocurrencies has risen significantly in recent years, with more individuals and businesses using t...

What will be the impacts of implementation of the Fourth AML EU Directive (2015/849) ?Since 1991, the European Union has...

In today’s financial challenging environment, institutions are exposed to numerous economic abuses making it necessary...

The understanding and management of risk by financial institutions, banks, and entities, has improved over the years. To...

Suspicious Activity Reports (SAR) drafted by financial institutions contain some of the most valuable information availa...

Conduct Risk has been the hot topic during the past few years and its scope falls outside the traditional domains of ris...

It did not take long after the entry into force of GDPR on 25th May 2018 for many companies to revise their positions an...

With the convenience of online shopping and the ability to purchase goods and services from anywhere in the world, e-com...

The recent creation of Benchmark Regulation has been the catalyst for a major transition from the old regime of benchmar...

Since 1991, the European Union has regularly updated and released new anti-money laundering directives to adapt to and b...

Compliance risk is one of the biggest concerns of the banking industry. Failing to comply can have an impact on the repu...

20 articles matching compliance tag

European Data Protection Authorities Websites [Compiled list]

The protection of privacy has grown to be of utmost importance in a society where our every action is digitally recorded and where personal information is exchanged like an untraceable currency. European Data Protection Authorities (DPAs) have launched a privacy revolution and established the ...

How is artificial intelligence a challenge to GDPR?

In today's data-driven world, the rapid advancement of artificial intelligence (AI) is revolutionizing industries and empowering businesses to unlock unprecedented opportunities. But this changing landscape has given rise to privacy and security issues that demand a hard look at the way AI h...

How do human traffickers launder money?

Every year, the freedom of millions of innocent lives are stolen while an illicit river of money continues to flow, concealed by sophisticated laundering strategies. These intertwined underworlds not only rob human dignity but pose a formidable challenge to law enforcement agencies worldwide. V...

How are shell companies used for money laundering?

In 2016, Panama Papers exposed a vast database of 214.000 offshore shell companies used by a variety of individuals and companies for tax evasion, money laundering, and corruption. The scandal sent shockwaves across the world, revealing the detrimental consequences of such entities for the glob...

How is money laundered through football?

In May 2015, the biggest scandal in football history (known as “FIFA Gate”) led to seven FIFA executives being arrested in Zurich. The accusations focused on the use of bribery, fraud, and money laundering to rig the $150 million media and marketing rights auction for FIFA games in the Amer...

Ruben Constantino David - Pideeco Member
Ruben Constantino David Junior Consultant
Damian Vildosola Truche - Pideeco Member
Damian Vildosola Truche Senior Consultant
Diogo Canario da Cunha - Pideeco Member
Diogo Canario da Cunha Senior Consultant
Kenza Kibour - Pideeco Member
Kenza Kibour Traineeship

More work

Intro to DLU4: Foreign accounts and Fiscal Regularisation

Reporting, Tax Havens, Belgium, Consultant, Ethics, EU, Compliance expert,

What is DLU and how has it evolved through the years?DLU stands for "Déclaration Libératoire Unique", which is a Single Discharge Declaration. By introducing the DLU concept, the scope of the Belgian tax authority was to give a chance, to people w...

AML Transaction Monitoring & Detection Scenarios

AML, Transaction Monitoring, Due Diligence, Risk Management, KYC, Financial firms, Anti Money Laundering, Detection Scenarios, RegTech, Risk Based Approach, Compliance expert, Red Flags,

Efficiently fine-tuning AML Transaction Monitoring can help financial firm's compliance teams to increase productivity while carefully avoiding pointless investigations by reducing the amount of false-positive alerts. The revision of AML detect...

What is good corporate governance?

Conduct Risk, Governance, Compliance expert, Compliance, Financial firms, Financial Institutions, Consultant,

Corporate governance standards are a framework within which operational and behavioural standards for the board, the executive management and the wider staff are set. Hierarchy in harmony. It comes largely with an accountability movement, better mana...