Compliance Consulting
Risicobeheer- en adviesbureau
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Compliance Consulting
Risicobeheer- en adviesbureau
De opkomst van Digital Business Compliance Approach
The content of Compliance changed in the past years as an answer to the changing financial and socio-economic environment.Within Compliance we can distinguish two major blocks. The first block is everything related to Financial Crimes Compliance and the second block is the Central Compliance.
The organisation of all the compliance monitoring and controlling activities
Learn moreFinancial regulatory compliance modern challenges
The changing regulation, reporting (not solely FATCA and CRS), financial crisis (MiFID2, PRIIPs,...), shareholder return, source of wealth and source of funds (vast majority of UHNWI will no longer be based on continental Europe but in other parts of the world like the United States, China, Brazil, Russia, India, Australia,...) require a different approach within the financial business environment.
The capabilities of a consultant in Compliance requires a multiskilled person that can cope with numerous publications. The high degree of harmonisation across the EU through the single rulebook after the financial crisis allows us to partner with our colleague consultants around Europe.
Legal harmonisation stimulates the compliance global approach
Within the Insurance world we are also able to speak with peers in the market as the harmonization through Solvency II applies.The deployment or the positive equivalence determination of Solvency II in Bermuda had already an impact in Belgium and continental Europe.
So on the one hand we might think that overregulation would slow down the business, but on the other hand we observe that it stimulates a global approach. The customer can benefit from having access to a broader product range.
Keeping that in mind we know that we will be on a steep growth curve with numerous challenges.
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Beleid en procedures

Benchmark BMR

Nalevingsactieplan

Ethiek en normen

Nalevingsrisicobeoordeling CRA

Ondernemingsbestuur

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Incidentrapportage

Wettelijk toezicht

Screening Tools

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Politiek prominente personen

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MiFID en MiFIR

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Know Your Customer KYC

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Marktmisbruik

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FATCA wet

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Omkoping en corruptie

Common Reporting Standard CRS
EU | Grensoverschrijdende distributie van beleggingsfondsen
Een voorstel voor een richtlijn tot wijziging van het Richtlijn 2009/65/EC (UCITS IV Richtlijn ) en het Richtlijn 2011/61/EU (AIFMD), werd op 12 maart 2018 door de Europese Commissie goedgekeurd. Het doel van de nieuwe richtlijn is de grensoverschrijdende distributie va...
Read more Author What else ?